Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Article 4 Identification of counterparties and other entities

  1. 11. A report shall use an ISO 17442 Legal Entity Identifier (LEI) code to identify:

    1. (a) a broking entity;

    2. (b) a CCP;

    3. (c) a clearing member;

    4. (d) a counterparty which is a legal entity;

    5. (e) a report submitting entity;

    6. (f) an entity responsible for reporting;

    7. (g) a post-trade risk reduction service provider.

  2. 12. A counterparty 1 to a derivative as referred to in field 4 in Table 1 of the Annex to the EMIR Technical Standards on the Minimum Details of the Data to be Reported to Trade Repositories 2023 and the entity responsible for reporting shall ensure that the reference data related to its ISO 17442 LEI code is renewed in accordance with the terms of any of the accredited Local Operating Units of the Global LEI System when reporting the conclusion or modification of a derivative contract pursuant to the Article 9 of Regulation (EU) No 648/2012.