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  • FCA 2020/31: COVID-19 Motor Finance and High Cost Credit (No 2) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 15th July 2020

    FCA 2020/31: COVID-19 Motor Finance and High Cost Credit (No 2) Instrument 2020

  • specified exempted documents

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd July 2020

    specified exempted documents

    189 (in PRR and FEES ) a document containing information about a transaction and its impact on the issuer for the purposes of article 1(4)(f) or article 1(5)(e) as referred to in article 1(6a)(b) of t…

  • FCA 2020/27: Fees (Primary Market Transaction Fees Amendments) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 2nd July 2020

    FCA 2020/27: Fees (Primary Market Transaction Fees Amendments) Instrument 2020

  • FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

    This instrument was made in the last month.

    Publish Date: 2nd July 2020

    FCA 2020/26: Periodic Fees (2020/2021) and Other Fees Instrument 2020

  • FCA 2020/30: COVID-19 Credit Cards and Personal Loans (No 2) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 1st July 2020

    FCA 2020/30: COVID-19 Credit Cards and Personal Loans (No 2) Instrument 2020

  • FCA 2020/25: Handbook Administration (No 53) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 26th June 2020

    FCA 2020/25: Handbook Administration (No 53) Instrument 2020

  • FCA 2020/28: Variation of Permission and Cancellation Form (Miscellaneous Amendments) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 26th June 2020

    FCA 2020/28: Variation of Permission and Cancellation Form (Miscellaneous Amendments) Instrument 2020

  • FCA 2020/29: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 26th June 2020

    FCA 2020/29: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2020

  • FCA significant-influence functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    FCA significant-influence functions

    133 any of the FCA controlled functions labelled as an FCA significant-influence function in 132 the table of FCA controlled functions .

  • pure benchmark SMCR firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    pure benchmark SMCR firm

    192 has the meaning in SYSC 23 Annex 1 6.13R(1)(b), and in summary means an SMCR firm that has permission to carry on the regulated activity of administering a benchmark but no other regulated activit…

  • limited scope SMCR benchmark firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    limited scope SMCR benchmark firm

    81 has the meaning in SYSC 23 Annex 1 6.12R , and in summary means a pure benchmark SMCR firm that is subject to a waiver that treats the firm as a limited scope SMCR firm .

  • SUP 10A.3 Provisions related to the Act

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10A.3 Provisions related to the Act

  • APER employer

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    APER employer

    159 (in relation to an approved person whose approval is given under SUP 10A (FCA Approved Persons in Appointed Representatives)): (a) the appointed representative in relation to which that approved p…

  • SUP 10A.17 Further questions [deleted]

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 10A.17 Further questions [deleted]

  • SUP 15.17 Notification of regulated income by limited scope SMCR benchmark firm

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th December 2020

    SUP 15.17 Notification of regulated income by limited scope SMCR benchmark firm

  • Brexit update

    Publish Date: 31st January 2020

    We have, in January 2020, made the following instruments in connection with the agreed transition period: Exiting the European Union: Deferral of Commencement and Miscellaneous Fees Instrument 2020 Ex…

  • capped drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    capped drawdown pension fund

    236 239 in accordance with paragraph 8 of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the paymen…

  • pathway investment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    pathway investment

    186 189 an investment that corresponds to the investment pathway options in COBS 19.10.17R(1) .

  • flexi-access drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    flexi-access drawdown pension fund

    128 130 in accordance with paragraph 8A of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the payme…

  • investment pathway

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st February 2021

    investment pathway

    168 171 the process set out in COBS 19.10.14R to 19.10.21R that a retail client can use to select a pathway investment for investing the sums and assets in their capped drawdown pension fund or flexi-…