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  • Glossary pop-up: new feature

    Publish Date: 10th August 2019

    Glossary pop-up: new feature The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the…

  • Change of sender address for FCA Handbook website update alerts

    Publish Date: 10th August 2019

    Change of sender address for FCA Handbook website update alerts FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handb…

  • Non-legal changes document 2019

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 2nd August 2019

    Non-legal changes document 2019

  • FCA 2019/83: Conduct of Business Sourcebook (Investment Pathways) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 30th July 2019

    FCA 2019/83: Conduct of Business Sourcebook (Investment Pathways) Instrument 2019

  • FCA 2019/82: Fees (Office for Professional Body Anti-Money Laundering Supervision) (No 2) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 26th July 2019

    FCA 2019/82: Fees (Office for Professional Body Anti-Money Laundering Supervision) (No 2) Instrument 2019

  • FCA 2019/84: Handbook Administration (No 50) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 26th July 2019

    FCA 2019/84: Handbook Administration (No 50) Instrument 2019

  • FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 26th July 2019

    FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

  • PR Regulation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PR Regulation

    183 Regulation number 2019/980 of the European Commission.

  • ESMA PD Prospectus Questions and Answers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    ESMA PD Prospectus Questions and Answers

    139 the Questions and Answers on the Prospectus Directive 139 published by ESMA (ESMA31-62-780) 139…

  • universal registration document

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    universal registration document

    81 a universal registration document referred to in article 9 of the Prospectus Regulation .

  • ESMA PR Prospectus Questions and Answers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    ESMA PR Prospectus Questions and Answers

    139 the Questions and Answers on the Prospectus Regulation published by ESMA (ESMA/2019/ESMA31-62-1258).

  • ESMA guidelines on risk factors

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    ESMA guidelines on risk factors

    139 guidelines drafted pursuant to article 16(4) of the Prospectus Regulation on the specificity, materiality and presentation of risks factors across categories depending on their nature.

  • Prospectus RTS Regulation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    Prospectus RTS Regulation

    183 Commission Delegated Regulation (EU) 2019/979. 183…

  • PRR 2.5 Simplified prospectus regime for secondary issuances

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR 2.5 Simplified prospectus regime for secondary issuances

  • PRR 4.2 Third country issuers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR 4.2 Third country issuers

  • PRR 5.1 Validity of prospectus

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR 5.1 Validity of prospectus

  • PRR App 2.1 Relevant definitions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR App 2.1 Relevant definitions

  • PRR 2.7 Incorporation by reference

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR 2.7 Incorporation by reference

  • PRR TP1 Transitional Provisions for prospectuses approved before 21 July 2019

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR TP1 Transitional Provisions for prospectuses approved before 21 July 2019

  • PRR 2.8 Omission of information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    PRR 2.8 Omission of information