Latest News, Updates and Changes
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CTPS 7.1 Information sharing with firms
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
CTPS 7.1 Information sharing with firms
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GLEIF
This piece of Handbook content was changed by an instrument this month.
Effective Date: 3rd November 2025
GLEIF
83 the Global Legal Entity Identifier Foundation.
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related issuer
This piece of Handbook content was changed by an instrument this month.
Effective Date: 3rd November 2025
related issuer
235 an issuer that is the subject of a disclosure of regulated information but is not the issuer that files regulated information with the FCA under DTR 6.2.2R .
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FCA 2024/50: Handbook Administration (No 72) Instrument 2024
This instrument was made in the last month.
Publish Date: 20th December 2024
FCA 2024/50: Handbook Administration (No 72) Instrument 2024
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FCA 2024/48: Non-UCITS Retail Schemes (Amendment) Instrument 2024
This instrument was made in the last month.
Publish Date: 20th December 2024
FCA 2024/48: Non-UCITS Retail Schemes (Amendment) Instrument 2024
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FCA 2024/49: Disclosure Guidance and Transparency Rules Sourcebook (Amendment) Instrument 2024
This instrument was made in the last month.
Publish Date: 20th December 2024
FCA 2024/49: Disclosure Guidance and Transparency Rules Sourcebook (Amendment) Instrument 2024
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FCA 2024/45: Dispute Resolution: Complaints Sourcebook (Motor Finance Non-Discretionary Commission Arrangement Complaints) Instrument 2024
This instrument was made in the last month.
Publish Date: 19th December 2024
FCA 2024/45: Dispute Resolution: Complaints Sourcebook (Motor Finance Non-Discretionary Commission Arrangement Complaints) Instrument 2024
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CTPS
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
CTPS
286 the Critical Third Parties sourcebook.
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request for quote system
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
request for quote system
232 a trading system where the following conditions are met: (1) a quote by a member or participant is provided in response to a request for a quote submitted by 1 or more other members or participant…
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affected firm
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
affected firm
185 in relation to a CTP operational incident : (a) any firm to which the critical third party supplies a systemic third party service impacted by that CTP operational incident ; or (b) any firm whose…
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service
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
service
228 (in CTPS ) has the same meaning as in section 312L(8) of the Act .
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transparency instrument
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
transparency instrument
122 a category 1 instrument or a category 2 instrument .
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register of designated reporters
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
register of designated reporters
232 the register maintained by the FCA in accordance with article 12(8) of MiFID RTS 1 .
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CTPS Sch 3 Fees
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
CTPS Sch 3 Fees
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systemic third party service
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
systemic third party service
228 a service (wherever carried out) provided by a critical third party to one or more firms a failure in, or disruption to, the provision of which (either individually or, where more than one service…
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pre-trade transparency information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
pre-trade transparency information
227 the information set out in the table in MAR 11.2.3R by reference to the relevant trading system used.
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CTPS 5.1 General evidence requirement
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
CTPS 5.1 General evidence requirement
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transparency firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st December 2025
transparency firm
122 a person who is either: (1) a trading venue operator ; or (2) a transparency investment firm .
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CTPS 1.1 Who?
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
CTPS 1.1 Who?
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supply chain
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st January 2025
supply chain
228 (in CTPS ) the network of persons that provide infrastructure, goods, services or other inputs directly or indirectly used by a critical third party to deliver, support or maintain a systemic thir…