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  • FCA 2020/1: Fees (Cryptoasset Business) Instrument 2020

    This instrument was made in the last month.

    Publish Date: 13th January 2020

    FCA 2020/1: Fees (Cryptoasset Business) Instrument 2020

  • FCA 2019/102: Conduct of Business Sourcebook (Independent Governance Committees) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 17th December 2019

    FCA 2019/102: Conduct of Business Sourcebook (Independent Governance Committees) Instrument 2019

  • FCA 2019/100: Fees (Office for Professional Body Anti-Money Laundering Supervision) (No 3) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 13th December 2019

    FCA 2019/100: Fees (Office for Professional Body Anti-Money Laundering Supervision) (No 3) Instrument 2019

  • FCA 2019/103: Conduct of Business Sourcebook (Platform Switching) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 13th December 2019

    FCA 2019/103: Conduct of Business Sourcebook (Platform Switching) Instrument 2019

  • FCA 2019/104: Alternative Investment Fund Managers Directive (Miscellaneous Amendments) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 13th December 2019

    FCA 2019/104: Alternative Investment Fund Managers Directive (Miscellaneous Amendments) Instrument 2019

  • FCA 2019/105: Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments No 2) Instrument 2019

    This instrument was made in the last month.

    Publish Date: 13th December 2019

    FCA 2019/105: Listing Rules and Disclosure Guidance and Transparency Rules (Miscellaneous Amendments No 2) Instrument 2019

  • Governor Software: new feature

    Publish Date: 20th November 2019

    We have added a new navigational tool to the Handbook website to help you find information more easily. This new “graph view” tool will allow you to: search the Handbook content by term/applying advan…

  • capped drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    capped drawdown pension fund

    236 in accordance with paragraph 8 of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the payment of…

  • pathway investment

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    pathway investment

    186 an investment that corresponds to the investment pathway options in COBS 19.10.17R(1) .

  • flexi-access drawdown pension fund

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2020

    flexi-access drawdown pension fund

    128 in accordance with paragraph 8A of schedule 28 to the Finance Act 2004, sums or assets held in a personal pension scheme or stakeholder pension scheme and designated as available for the payment o…

  • FIIA

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    FIIA

    129 a fund investing in inherently illiquid assets .

  • fund investing in inherently illiquid assets

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    fund investing in inherently illiquid assets

    129 a non-UCITS retail scheme which satisfies the conditions in (1), (2) and (3): (1) either: (a) the investment objectives and policy published in the instrument constituting the fund and the prospec…

  • inherently illiquid asset

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2020

    inherently illiquid asset

    169 an asset which is: (1) an immovable; (2) an investment in an infrastructure project; (3) a transferable security (within paragraph (2) of that definition) that is neither: (a) a government and pub…

  • Glossary pop-up: new feature

    Publish Date: 10th August 2019

    The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the glossary definition, as befor…

  • Note regarding Chapter 5C

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    Note regarding Chapter 5C

  • CONC 5C.4 Impact of changes to charging structures

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.4 Impact of changes to charging structures

  • CONC 5D.4 Monitoring repeat use strategies

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.4 Monitoring repeat use strategies

  • CONC 5D.5 Reporting on repeat use of overdrafts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.5 Reporting on repeat use of overdrafts

  • CONC 5C.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    CONC 5C.1 Application and purpose

  • CONC 5D.1 Purpose and application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 5D.1 Purpose and application