Search Result

1061 - 1080 of 1445 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction