Search Result

881 - 900 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme