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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

IPRU-INV 5.7 Qualifying property and qualifying undertakings

As Published: 2016

IPRU-INV 5.7 Qualifying property and qualifying undertakings

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

REC 3.23 Default

As Published: 2011

REC 3.23 Default

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 4.4 Appointment of additional investigators

As Published: 2016

EG 4.4 Appointment of additional investigators