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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

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Effective Period

Similar To

COBS 4.2 Fair, clear and not misleading communications

SUP 12.7 Notification requirements

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 10C.3 General material about the definition of controlled functions

SUP 3.2 Purpose

RCB 3.5 Other notifications

COBS 2.4 Agent as client and reliance on others

REC 4.2C Control over a UK RIE

MAR 9.2 Authorisation and verification

REC 4.2F Information gathering power on FCA’s own initiative

PERG 6.7 Examples

EG 19.32 The Payment Accounts Regulations 2015

LR 12.4 Purchase of own equity shares

SYSC 4.2 Persons who effectively direct the business

COBS 14.2 Providing product information to clients