MAR 9.2 Authorisation and verification
Application form and notification form for members of the management body
- (1)
1Each of the following must complete the forms in (2):
- (a)
an applicant for a data reporting service authorisation;
- (b)
a 3MiFID investment firm operating a trading venue seeking verification of its rights to provide a data reporting service under regulation 5(b) and (c) of the DRS Regulations; and
- (c)
a UK RIE operating a trading venue seeking verification of its rights to provide a data reporting service under regulation 5(d) of the DRS Regulations.
- (a)
- (2)
The forms in (1) are:
- (a)
the application form at MAR 9 Annex 1D; and
- (b)
the notification form for the list of members of the management body at MAR 9 Annex 2D.
- (a)
MAR 9 Annex 1D and MAR 9 Annex 2D are derived from Annex I and Annex II respectively of MiFID ITS 3.
Variation of authorisation form
1If a data reporting services provider wishes to extend or otherwise vary its data reporting service authorisation it must complete the variation of authorisation form at MAR 9 Annex 3D.
1MAR 9 Annex 3D requires completion of Annex I of MiFID ITS 3 in the case of an extension of authorisation and, if relevant, Annex II of MiFID ITS 3 if the members of the management body are different from the existing authorised data reporting services provider.
Cancellation of authorisation form
1If a data reporting services provider wishes to cancel all of its data reporting service authorisation it must complete the cancellation of authorisation form at MAR 9 Annex 4D.