Status: You are viewing the version of the handbook as on 2011-04-29.


      1. (1) (in PR) the register of qualified investors maintained by the FSA under section 87R of the Act.
      1. (2) 3172[deleted]72521
      1. (3) (in COLL) the register of Unitholders kept under Schedule 3 to the OEIC Regulations or COLL 6.4.4 R (Register: general requirements and contents), or COLL 8.5.8 R (The register of Unitholders: AUTs) as appropriate or, in relation to a collective investment scheme that is not an authorised fund, a record of the holders (other than of bearer certificates) of 72 units 72 in it.31