senior conduct rules staff member
136(in COCON) a person who160:
- (a) comes within row (1) of the table in COCON 1.1.2R (160an SMF manager)160; 139
- (b) comes within row (2) of the table in COCON 1.1.2R (160an employee of an SMCR firm174 who performs the function of an SMF manager);160 or174139139
- (c) 160[deleted]174
- (d) is a non-executive director who174 comes within row (8) of the table in COCON 1.1.2R (a board director174 of a UK SMCR firm174).160