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compliance oversight function

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compliance oversight function

197(1) (for relevant authorised persons) FCA controlled function SMF16 in Part 1 of the table in SUP 10C.4.3R (Table of 182FCA-designated senior management 182 functions for relevant authorised persons), described more fully in SUP 10C.6.1R; and178
(2) (for other firms) FCA controlled function CF10 in Parts 1 and 2 of the table of FCA controlled functions, described more fully in SUP 10A.7.8 R.178

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