TC APP 4.1 - Rule-making and Amending Instruments

• FCA 2024/20: Training and Competence Sourcebook (Amendment) Instrument 2024

  Chapter: TC

  Effective Date: 24th May 2024

• FCA 2023/11: Handbook Administration (No 64) Instrument 2023

  Chapter: Glossary, SUP, DISP, SYSC, TC, CONRED

  Effective Date: 31st March 2023

• FCA 2023/8: Training and Competence Sourcebook (Amendment No 11) Instrument 2023

  Chapter: Glossary, TC

  Effective Date: 24th February 2023

• FCA 2021/20: Training and Competence Sourcebook (Amendment No 9) Instrument 2021

  Chapter: TC

  Effective Date: 25th June 2021

• FCA 2020/15: Listing Rules (Disclosure of Rights of Securities) Instrument 2020

  Chapter: Glossary, TC, COBS, PERG, PROD

  Effective Date: 6th April 2020

• FCA 2019/95: Training and Competence (Amendment No 8) Instrument 2019

  Chapter: Glossary, TC

  Effective Date: 22nd November 2019

• FCA 2019/85: Handbook Administration (No 51) Instrument 2019

  Chapter: Glossary, MCOB, PR, FIT, FEES, SUP, DISP, GEN, SYSC, COBS, ICOBS, RCB, TC, CREDS, BENCH, CONC, COLL, PERG

  Effective Date: 27th September 2019

• FCA 2018/47: Conduct of Business Sourcebook (Pension Transfers) (No 2) Instrument 2018

  Chapter: TC, PERG, COBS

  Effective Date: 4th October 2018

• FCA 2017/67: Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) Instrument 2017

  Chapter: Glossary, TC, SUP, COMP, DISP, COBS, RPPD, ICOBS, COLL, PERG

  Effective Date: 8th December 2017

• FCA 2017/51: Training and Competence Sourcebook (Qualifications Amendments No 16) Instrument 2017

  Chapter: Glossary, TC

  Effective Date: 13th September 2017

• FCA 2017/24: Training and Competence Sourcebook (Appropriate Qualification Examination Standards) Instrument 2017

  Chapter: TC

  Effective Date: 9th May 2017

• FCA 2017/13: Training and Competence Sourcebook (Qualification Time Limits and Qualifications Amendments) Instrument 2017

  Chapter: Glossary, TC

  Effective Date: 31st March 2017

• FCA 2016/58: Training and Competence Sourcebook (Qualifications Amendments No 15) Instrument 2016

  Chapter: TC

  Effective Date: 23rd September 2016

• FCA 2016/25: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC, COLL

  Effective Date: 21st March 2016

• FOS 2016/6: Peer-to-Peer Lending Instrument 2016

  Chapter: Glossary, TC, FEES, SUP, PERG, DISP, CASS, COBS, SYSC

  Effective Date: 21st March 2016

• FCA 2016/16: Training and Competence Sourcebook (Qualifications Amendments No 14) Instrument 2016

  Chapter: TC

  Effective Date: 18th March 2016

• FCA 2015/56: Training and Competence Sourcebook (Qualifications Amendments No 13) Instrument 2015

  Chapter: TC

  Effective Date: 4th December 2015

• FCA 2015/23: Training and Competence Sourcebook (Qualifications Amendments No 12) Instrument 2015

  Chapter: TC

  Effective Date: 23rd April 2015

• FCA 2015/18: Mortgage Credit Directive Instrument 2015

  Chapter: Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG, RPPD

  Effective Date: 25th March 2015

• FCA 2014/49: Training and Competence Sourcebook (Qualifications Amendments No 11) Instrument 2014

  Chapter: TC

  Effective Date: 25th September 2014