SUP 10C.14 - Rule-making and Amending Instruments

• FCA 2021/18: Individual Accountability (Miscellaneous Amendments) Instrument 2021

  Chapter: FIT, SUP, SYSC

  Effective Date: 28th May 2021

• FCA 2020/79: Exiting the European Union: SMCR and APR (Amendments) (No 2) Instrument 2020

  Chapter: APER, FIT, SUP, SYSC, COCON

  Effective Date: 11th December 2020

• FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019

  Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB

  Effective Date: 26th July 2019

• FCA 2017/74: MiFID 2 Approved Persons and Senior Managers (Form Amendments) Instrument 2017

  Chapter: Glossary, SUP

  Effective Date: 8th December 2017

• FCA 2016/10: Individual Accountability (Conduct Rules) (Breaches Reporting) Instrument 2016

  Chapter: SUP, SYSC, COCON

  Effective Date: 2nd March 2016

• FCA 2015/31: Individual Accountability Instrument 2015

  Chapter: Glossary, SYSC, FIT, SUP

  Effective Date: 7th July 2015