MIFIDPRU - Forms
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MIFIDPRU 9 Annex 1R Data items for MIFIDPRU 9 Annex 1R
Chapter: 9 Annex 1R
Effective Date: 26th October 2021
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Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR
Chapter: 4 Annex 6R
Effective Date: 26th November 2021
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Notification under MIFIDPRU for which there is no dedicated notification form
Chapter: 1 Annex 6R
Effective Date: 26th November 2021
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Disclosure template for information required under MIFIDPRU 8.7.1R in respect of voting rights
Chapter: 8 Annex 2R
Effective Date: 26th November 2021
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Application for a permission under MIFIDPRU for which there is no dedicated application form
Chapter: 1 Annex 5R
Effective Date: 26th November 2021
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Disclosure template for information required under MIFIDPRU 8.4.1R in respect of own funds
Chapter: 8 Annex 1R
Effective Date: 26th November 2021
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Notification under MIFIDPRU TP 1.8R of the intended treatment of instruments which were issued and met the conditions to be classified as additional tier 1 instruments in accordance with the UK CRR before 1 January 2022
Chapter: TP 1 Annex 1R
Effective Date: 15th October 2021
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Notification under MIFIDPRU 2.4.20R relating to membership of an investment firm group and/or a financial conglomerate
Chapter: 2 Annex 8R
Effective Date: 31st March 2023
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Notification under MIFIDPRU 2.4.20R of membership of an investment firm group and/or a financial conglomerate
Chapter: 2 Annex 8R
Effective Date: 26th November 2021
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Application under MIFIDPRU 3.3.3R for permission to classify an issuance of capital instruments as common equity tier 1 (CET1) capital
Chapter: 3 Annex 2R
Effective Date: 26th November 2021
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Guidance notes on data items in MIFIDPRU 9 Annex 1R
Chapter: 9 Annex 2G
Effective Date: 31st March 2023