MAR 9.2 Authorisation and verification

1. (1)

   1Each of the following must complete the forms in (2):

   1. (a)

      an applicant for a data reporting service authorisation;

   2. (b)

      a UK MiFID investment firm operating a trading venue seeking verification of its rights to provide a data reporting service under regulation 5(b) and (c) of the DRS Regulations; and

   3. (c)

      a UK RIE operating a trading venue seeking verification of its rights to provide a data reporting service under regulation 5(d) of the DRS Regulations.

2. (2)

   The forms in (1) are:

   1. (a)

      the application form at MAR 9 Annex 1D; and

   2. (b)

      the notification form for the list of members of the management body at MAR 9 Annex 2D.

A person must provide MAR 9 Annexes 1D, 2D, 3D and 4D together with supporting documentation to the FCA by:

1. (1)

   emailing MiFiDII.Applications@fca.org.uk; or

2. (2)

   posting to the FCA addressed to:

   The Financial Conduct Authority

   FAO The Authorisations Support Team

   25 The North Colonnade

   Canary Wharf

   London E14 5HS