ENF 9.2 Introduction

This chapter outlines the FSA's powers to:

1. (1)

   apply to the court for an order for restitution where a person, whether authorised or not, has breached a relevant requirement of the Act or has been knowingly concerned in such a breach (section 382 of the Act (Restitution orders));

2. (2)

   apply to the court for an order for restitution where a person, whether authorised or not, has engaged in, required or encouraged others to engage in, market abuse (section 383 of the Act (Restitution orders in cases of market abuse));

3. (3)

   require restitution by a firm which has contravened a relevant requirement of the Act, or been knowingly concerned in such a contravention (section 384(1) of the Act (Power of FSA to require restitution)); and

4. (4)

   require restitution where a person, whether authorised or not, has engaged in, or required or encouraged others to engage in, market abuse (section 384(2) of the Act).