COCON 1.1 - Rule-making and Amending Instruments
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FCA 2022/31: Consumer Duty Instrument 2022
Chapter: Glossary, GEN, PRIN, COCON, PROD
Effective Date: 27th July 2022
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FCA 2020/79: Exiting the European Union: SMCR and APR (Amendments) (No 2) Instrument 2020
Chapter: APER, FIT, SUP, SYSC, COCON
Effective Date: 11th December 2020
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FCA 2020/64: Individual Accountability (FCA-Authorised Firms) (COVID-19 and Extension of Deadlines) Instrument 2020
Chapter: Glossary, SUP, CASS, COCON, SYSC
Effective Date: 28th October 2020
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FCA 2020/60: EU Exit (“IP completion day” and Time-Related Amendments) Instrument 2020
Chapter: Glossary, MAR, MCOB, PR, FIT, FEES, COMP, DISP, APER, GEN, DTR, PRIN, COLL, SUP, BENCH, FUND, IFPRU, COCON, PERG, BCOBS, CASS, CONC, EG, LR, PRR, SYSC
Effective Date: 1st October 2020
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FCA 2020/23: Individual Accountability (FCA-Authorised Benchmark Firms) Instrument 2020
Chapter: Glossary, COND, APER, FIT, SUP, SYSC, MAR, COCON
Effective Date: 2nd June 2020
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FCA 2019/81: Individual Accountability (FCA-Authorised Firms) Instrument 2019
Chapter: Glossary, FIT, SUP, DISP, APER, SYSC, EMPS, OMPS, SERV, CASS, CREDS, BENCH, IFPRU, COCON, CMCOB
Effective Date: 26th July 2019
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FCA 2018/45: Individual Accountability (Dual-Regulated Firms) Instrument 2018
Chapter: Glossary, COND, TC, APER, FIT, SUP, GEN, SYSC, MIPRU, COBS, CASS, MAR, IFPRU, COCON
Effective Date: 28th September 2018
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FCA 2018/29: Benchmarks Regulation (Amendment) Instrument 2018
Chapter: Glossary, MAR, COND, FIT, SUP, FEES, DISP, APER, GEN, SYSC, PRIN, DEPP, CREDS, BENCH, MCOB, COCON, PERG, EG
Effective Date: 29th June 2018
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FCA 2018/24: Handbook Administration (Data Protection) Instrument 2018
Chapter: Glossary, PR, MCOB, CONC, COCON
Effective Date: 25th May 2018
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FCA 2017/23: Individual Conduct Rules (Non-Executive Directors) Instrument 2017
Chapter: Glossary, SUP, COCON
Effective Date: 3rd May 2017
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FCA 2016/9: Handbook Administration (No 40) Instrument 2016
Chapter: Glossary, MCOB, PR, LR, IPRU-INV, SUP, GEN, SYSC, MAR, COCON, BCOBS, EG
Effective Date: 26th February 2016
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FCA 2016/3: Individual Accountability (Swiss General Insurers) Instrument 2016
Chapter: SYSC, SUP, COCON
Effective Date: 10th February 2016
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FCA 2016/1: Individual Accountability (Extension of Scope) and Whistleblowing (Amendment) Instrument 2016
Chapter: Glossary, TC, SYSC, IFPRU, COCON
Effective Date: 4th February 2016
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FCA 2015/67: Accountability (Foreign Branches) Instrument 2015
Chapter: Glossary, FIT, SUP, SYSC, CASS, COCON
Effective Date: 16th December 2015
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FCA 2015/55: Individual Accountability (Non-Solvency II Firms) Instrument 2015
Chapter: Glossary, APER, GEN, SYSC, SUP, COCON
Effective Date: 16th December 2015
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FCA 2015/50: Handbook Administration (No 39) Instrument
Chapter: Glossary, MCOB, LR, FEES, SUP, MIPRU, BIPRU, CASS, APER, COCON, CONC, PERG
Effective Date: 23rd October 2015
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FCA 2015/43: Individual Accountability (Solvency II and Consequentials) Instrument
Chapter: Glossary, SYSC, COND, APER, TC, GEN, COCON, MIPRU, CASS, SUP, DISP, CONC, FIT, BENCH, FC, PERG
Effective Date: 13th August 2015
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FCA 2015/31: Individual Accountability Instrument 2015
Chapter: Glossary, SYSC, FIT, SUP
Effective Date: 7th July 2015