COBS 6 ANNEX 1 - Rule-making and Amending Instruments

• FSA 2011/23: Retail Distribution Review (Adviser Charging No 2) Instrument 2011

  Chapter: COBS

  Effective Date: 28th April 2011

• FSA 2010/12: Retail Distribution Review (Adviser Charging) Instrument 2010

  Chapter: Glossary, COBS

  Effective Date: 25th March 2010

• FSA 2009/25: Financial Services Compensation Scheme (Limits Amendment) Instrument 2009

  Chapter: COBS, ICOBS, MCOB, COMP

  Effective Date: 23rd April 2009

• FSA 2008/35: Disclosure Documents (Amendment) Instrument 2008

  Chapter: Glossary, GEN, COBS, MCOB

  Effective Date: 24th July 2008

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007

• FSA 2007/44: Conduct of Business Sourcebook (MiFID, Article 4 and other Amendments) Instrument 2007

  Chapter: Glossary, GEN, COBS, MCOB, COLL

  Effective Date: 26th July 2007

• FSA 2007/23: Stakeholder Pension Decision Trees (Amendment No 2) Instrument 2007

  Chapter: COB

  Effective Date: 26th April 2007

• FSA 2006/12: Stakeholder Pension Decision Trees Amendment Instrument 2006

  Chapter: COB

  Effective Date: 27th April 2006

• FSA 2005/22: Pensions and Consequential Amendments Instrument 2005

  Chapter: Glossary, IPRU-FSOC, IPRU-INV, COB, MCOB, ML, AUTH, SUP, DISP, CIS, COLL

  Effective Date: 21st April 2005

• FSA 2004/40: Conduct of Business Sourcebook (Amendment No 17) Instrument 2004

  Chapter: COB, Glossary

  Effective Date: 15th April 2004

• FSA 2003/22: Stakeholder Pension Decision Trees (Amendment) Instrument 2003

  Chapter: COB

  Effective Date: 20th March 2003

• FSA 2002/48: Stakeholder Pension Decision Trees Instrument 2002

  Chapter: COB

  Effective Date: 18th July 2002