Latest News, Updates and Changes
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Changes to how you can contact us
Publish Date: 24th July 2020
We have made a change to the website to remove the webchat facility. You can still get in touch by emailing Handbook Feedback or by calling us on the following numbers. Firm queries (including consume…
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Glossary pop-up: new feature
Publish Date: 10th August 2019
The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the glossary definition, as befor…
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CONC 5D.3 Interventions to be taken in the case of repeat users
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5D.3 Interventions to be taken in the case of repeat users
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CONC 5D.1 Purpose and application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5D.1 Purpose and application
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CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5D.2 Obligation to identify and monitor repeat use of overdrafts
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MCOB 15.3 Further provisions about the application of MCOB where agreements are facilitated by a P2P platform
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 15.3 Further provisions about the application of MCOB where agreements are facilitated by a P2P platform
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MCOB 15.4 Modifications
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
MCOB 15.4 Modifications
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DTR 7 Annex 1 The related party tests
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
DTR 7 Annex 1 The related party tests
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DTR 7.3 Related party transactions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 29th July 2024
DTR 7.3 Related party transactions
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FEES 4A Annex 2 TPR funds periodic fees for the period from 1 April 2024 to 31 March 2025
This piece of Handbook content was changed by an instrument this month.
Effective Date: 31st July 2024
FEES 4A Annex 2 TPR funds periodic fees for the period from 1 April 2024 to 31 March 2025
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securitisation repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
securitisation repository
(in FEES and in SECN 223 ) has the meaning in regulation 3(1) of the Securitisation Regulations 2024 223 .
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trade repository
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
trade repository
118 (1) (in FEES ) a legal person that centrally collects and maintains the records of derivatives or securities financing transactions . 118 (2) (in SECN ) has the meaning in regulation 14(5) of the…
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third party verifier
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
third party verifier
118 has the meaning in regulation 3(1) of the Securitisation Regulations 2024 .
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FUND 3.5 Investment in securitisation positions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
FUND 3.5 Investment in securitisation positions
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SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2024
SYSC 25 Annex 1 Examples of the business activities and functions of an SMCR firm
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CONC 5.5A Creditworthiness assessment: P2P agreements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.5A Creditworthiness assessment: P2P agreements
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CONC 5.2A Creditworthiness assessment
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th November 2024
CONC 5.2A Creditworthiness assessment
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COBS 2.3A Inducements relating to MiFID, equivalent third country or optional exemption business and insurance-based investment products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2024
COBS 2.3A Inducements relating to MiFID, equivalent third country or optional exemption business and insurance-based investment products
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COBS 18 Annex 1 Research and inducements for collective portfolio managers
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2024
COBS 18 Annex 1 Research and inducements for collective portfolio managers
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COBS 2.3B Inducements and research
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2024
COBS 2.3B Inducements and research
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