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Rule-making and Amending Instruments

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FSA 2003/46: Compensation Sourcebook (Dissolved Companies) Instrument 2003

Published: 19th June 2003

Module: COMP
FSA 2003/42: Interim Prudential Sourcebook for Investment Businesses (Amendment No 4) Instrument 2003

Published: 19th June 2003

Module: IPRU-INV
FSA 2003/44: With-Profits Governance Instrument 2003

Published: 19th June 2003

Module: COB, SUP, Glossary
FSA 2003/45: Alternative Trading Systems Instrument 2003 - Note that this instrument has been corrected to substitute 'customers' for 'consumers' in MAR 5 Annex 1G, requirements 8(2) and (3).

Published: 19th June 2003

Module: Reader's Guide, COB, MAR, AUTH, CRED, ELM, EMPS, FREN, OMPS, SERV, Glossary
FSA 2003/41: Periodic Fees (Unauthorised Mutual Societies Registration) (2003/2004) Instrument 2003

Published: 15th May 2003

Module: Non-handbook instrument
FSA 2003/39: Complaints Sourcebook (PIA Ombudsman Awards) Instrument 2003

Published: 15th May 2003

Module: DISP
FSA 2003/35: Authorisation Manual (Amendment No 6) Instrument 2003

Published: 15th May 2003

Module: AUTH
FSA 2003/40: UKLA Fees (2003/2004) and Related Listing Rules (Amendment) Instrument 2003

Published: 15th May 2003

Module: UKLA
FSA 2003/37: Periodic Fees (2003/2004) (No 2) Instrument 2003

Published: 15th May 2003

Module: SUP, PROF, CIS, REC, COMP, DISP, AUTH
FSA 2003/38: Supervision Manual (Passporting Guidance) Instrument 2003

Published: 15th May 2003

Module: SUP, Glossary
FSA 2003/36: Electronic Reporting of Large Exposures Instrument 2003

Published: 15th May 2003

Module: SUP, IPRU-BANK
FSA 2003/34: Market Conduct Sourcebook (Pre-Hedging Convertible and Exchangeable Bond Issues) Instrument 2003

Published: 17th April 2003

Module: MAR
FSA 2003/30: Compensation Sourcebook (Management Expenses Levy Limit 2003/2004) Instrument 2003

Published: 20th March 2003

Module: COMP
FSA 2003/20: Interim Prudential Sourcebook for Friendly Societies (Minor Changes No 2) Instrument 2003

Published: 20th March 2003

Module: IPRU-FSOC
FSA 2003/32: Lloyd's Sourcebook (Amendment No 2) Instrument 2003

Published: 20th March 2003

Module: LLD
FSA 2003/33: Application Fees (Unauthorised Mutual Societies Registration) (2003/2004) Instrument 2003

Published: 20th March 2003

Module: Non-handbook instrument
FSA 2003/18: Interim Prudential Sourcebook for Banks (Amendment No 4) Instrument 2003

Published: 20th March 2003

Module: IPRU-BANK
FSA 2003/22: Stakeholder Pension Decision Trees (Amendment) Instrument 2003

Published: 20th March 2003

Module: COB
FSA 2003/24: Market Conduct Sourcebook (Price Limits under the Price Stabilising Rules) Instrument 2003 - Note that this instrument has been corrected to identify the text which was deleted and the text which was added (see MAR 2.5.4R(2))

Published: 20th March 2003

Module: MAR
FSA 2003/26: Periodic Fees (2002/2003) (No 3) Instrument 2003

Published: 20th March 2003

Module: SUP

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