Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options

Content Options

View Options


You are viewing the version of the document as on 2021-04-30.

Alternative versions

  1. Point in time
    2021-04-30

Article 3 Provision of core information for the purpose of individual and group resolution plans

  1. (1)

    Institutions and, in the case of groups, UK parent undertakings, shall submit to resolution authorities either directly or through the competent authority, the information specified in the templates set out in Annex I in accordance with the level of consolidation of information, frequency and format set out respectively in Articles 4, 5 and 6, and following the instructions set out in Annex II.

  2. (2)

    Where a resolution authority applies simplified obligations in accordance with Articles 7 and 8 of the Bank Recovery and Resolution (No 2) Order 2014, it shall inform the institutions or UK parent undertakings concerned which information is not required to be included in the submission of information referred to in paragraph 1 of this Article. It shall identify that information by reference to the templates set out in Annex I.