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International Securities Identification Number (ISIN)
As Published: 2010
International Securities Identification Number (ISIN)
96 a 12-character, alphanumeric code which uniquely identifies a financial instrument and provides for the uniform identification of securities at trading and settlement.
managerial responsibility
As Published: 2020
managerial responsibility
(1) [deleted] 164 149 (2) (in SYSC 19G ) a situation in which a staff member heads a business unit or a control function and is directly accountable to the management body as a whole, to a member of t…
index-linked benefits
As Published: 2004
index-linked benefits
32 benefits: (a) provided for under a linked long-term contract of insurance ; and (b) determined by reference to an index of the value of property of any description (whether specified in the contrac…
IPRU
As Published: 2001
IPRU
the Interim Prudential sourcebook, comprising IPRU(BANK) , IPRU(BSOC) , IPRU(FSOC) , IPRU(INS) and IPRU(INV) , or according to the context one of these Interim Prudential sourcebooks. 5…
annualised projected pension value
As Published: 2022
annualised projected pension value
176 an estimate of the value of a relevant pension scheme member’s pension benefits, expressed as an annual income at their retirement date .
money-market instruments
As Published: 2007
money-market instruments
44 those classes of financial instruments which are normally dealt in on the money market, such as treasury bills, certificates of deposit and commercial papers and excluding instruments of payment. […
designated State or territory
As Published: 2001
designated State or territory
any EEA State (other than the United Kingdom ), Australia, Canada or a province of Canada, Hong Kong, Singapore, South Africa, Switzerland, a State in the United States of America, the District of Col…
K-AUM requirement
As Published: 2001
K-AUM requirement
15 the part of the K-factor requirement calculated on the basis of the AUM of a MIFIDPRU investment firm in accordance with MIFIDPRU 4.7 (K-AUM requirement).
card payment system
As Published: 2015
card payment system
185 a regulated payment system that enables a holder of a payment card to effect a payment.
CASS large debt management firm external client money reconciliation
As Published: 2014
CASS large debt management firm external client money reconciliation
157 the external client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.25 R to CASS 11.11.26 R .
payment service user
As Published: 2009
payment service user
71 231 (in accordance with regulation 2(1) of the Payment Services Regulations ) a person when making use of a payment service in the capacity of payer , payee 159 , or both. [Note: article 4(10) of t…
risk capital margin
As Published: 2004
risk capital margin
29 the risk capital margin for a with-profits fund calculated in accordance with the rules in INSPRU 1.3.43R to INSPRU 1.3.103G 46 .
cross-transaction
As Published: 2001
cross-transaction
(a) a transaction by which a person matches, at the same price and on the same terms, the buy and sell orders of two or more persons for whom he is acting as agent; (b) a transaction to which only one…
CTF Regulations
As Published: 2004
CTF Regulations
24 the Child Trust Funds Regulations 2004 (SI 2004/1450).
cashback
As Published: 2003
cashback
14 (in MCOB ) a cash amount paid by a mortgage lender to a customer (typically at the beginning of a contract) as an inducement to enter into a regulated mortgage contract with the mortgage lender .
benchmark administrator
As Published: 2013
benchmark administrator
a 68 person who has authorisation to carry on 68 the regulated activity of administering a specified benchmark .
MaPS pensions dashboard service
As Published: 2022
MaPS pensions dashboard service
159 an electronic communications service provided by MaPS : (a) by means of which information about pensions may be requested by, and provided to, a relevant pension scheme member or a person authoris…
unregulated activity
As Published: 2001
unregulated activity
an activity which is not a regulated activity . 2…
ECD Regulations
As Published: 2002
ECD Regulations
6 the Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 (SI 2002/1775).