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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration