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Effective Period

Similar To

FEES 6.2 Exemption

MCOB 12.1 Application

COLL 12.2 UK UCITS management companies

PERG 13.6 CRD IV [deleted]

TC App 5.1

COLL 6.13 Record keeping

DTR 2.5 Delaying disclosure of inside information

PERG 15.1 Introduction

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

LR 8.2 When a sponsor must be appointed or its guidance obtained

BIPRU 5.4 Financial collateral

BIPRU 3.4 Risk weights under the standardised approach to credit risk

BIPRU 7.9 Use of a CAD 1 model

PERG 13.4 Financial instruments

COLL 6.3 Valuation and pricing