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recognition order
As Published: 2001
recognition order
(in accordance with section 313 of the Act (Interpretation of Part XVIII)) an order made under section 290 or 292 of the Act which declares an investment exchange to be an RIE 192 or (for RAPs ) an or…
long-term insurance liabilities
As Published: 2004
long-term insurance liabilities
13 liabilities arising from long-term insurance business .
reversion adviser
As Published: 2006
reversion adviser
42 a firm with permission (or which ought to have permission ) for advising on a home reversion plan .
non-workplace pension
As Published: 2022
non-workplace pension
97 the individual arrangements of a member of a non-workplace pension scheme who is a retail client with the scheme’s operator .
non-financial sector entity
As Published: 2001
non-financial sector entity
89 an entity that is not a financial sector entity .
Electronic Money Regulations
As Published: 2011
Electronic Money Regulations
71 176 the Electronic Money Regulations 2011 (SI 2011/99).
charity AIF
As Published: 2013
charity AIF
148 an AIF constituted under: (a) the Church Funds Investment Measure 1958; or (b) section 96 of the Charities Act 2011; or (c) section 25 of the Charities Act (Northern Ireland) 1964; or (d) section…
value data
As Published: 2022
value data
23 (in relation to pensions dashboard view data ) information relating to the value of a relevant pension scheme member’s rights accrued under a relevant pension scheme specified in COBS 19.11 and COB…
exercise price
As Published: 2005
exercise price
(in UKLR 168 ) (in relation to securitised derivatives ), the price stipulated by the issuer at which the holder can buy or sell the underlying instrument from or to the issuer . 26…
EU EMIR
As Published: 2019
EU EMIR
137 the EU version of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories as amended by Regulation (EU) 2019/834 of the European Parliament and of the Council…
half-yearly accounting period
As Published: 2001
half-yearly accounting period
(in COLL ) a period determined in accordance with COLL 6.8.2 R (2) (Accounting periods). 1 6…
feeder fund
As Published: 2023
feeder fund
148 (in ESG ) any of the following: (1) a feeder AIF ; (2) a feeder LTAF ; (3) a feeder NURS ; or (4) a feeder UCITS .
master fund
As Published: 2023
master fund
163 (in ESG ) any of the following: (1) a master AIF ; (2) a master UCITS ; (3) a qualifying master scheme or a single sub-fund of a qualifying master scheme that is an umbrella ; or (4) a qualifying…
IPRU(INV)
As Published: 2001
IPRU(INV)
the Interim Prudential sourcebook for Investment Businesses. 5…