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MAR 5.9 Post-trade transparency requirements for shares [deleted]
As Published: 2007
MAR 5.9 Post-trade transparency requirements for shares [deleted]
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data reporting services provider
As Published: 2017
data reporting services provider
112 a person operating one or more data reporting service .
net-rated price
As Published: 2021
net-rated price
87 (in ICOBS 6B and SUP 16.28 ) for net-rated business , the price set by an insurer or managing agent which includes the risk price and the insurer’s or managing agent’s profit margin.
executive management
As Published: 2022
executive management
161 (in UKLR 168 ) the executive committee or most senior executive or managerial body below the board (or where there is no such formal committee or body, the most senior level of managers reporting…
net premium
As Published: 2004
net premium
13 the premium that is calculated to provide the basic sum assured under a with-profits insurance contract taking into consideration only the mortality and interest rate risks and using the same assum…
multi-occupancy building insurance contract
As Published: 2023
multi-occupancy building insurance contract
162 a policy within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant Act 1985.
ultimate mixed financial holding company
As Published: 2013
ultimate mixed financial holding company
49 a mixed financial holding company which is not itself the subsidiary undertaking of another mixed financial holding company , insurance parent undertaking , or financial holding company .
payment holiday
As Published: 2003
payment holiday
14 a feature of a regulated mortgage contract under which the mortgage lender permits the customer to make no payments for a specified period without being in arrears .
Settlement Finality Directive
As Published: 2013
Settlement Finality Directive
118 Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems.
intermediate holding vehicle
As Published: 2007
intermediate holding vehicle
71 a company , trust or partnership but not a collective investment scheme , whose purpose is to enable the holding of overseas 74 immovables on behalf of a non-UCITS retail scheme , 182 a qualified i…
relevant digital medium
As Published: 2023
relevant digital medium
222 (in ESG ) a firm’s website and any mobile application or other digital medium that the firm may be using in relation to a sustainability product .
Securities Financing Transactions Regulation
As Published: 2016
Securities Financing Transactions Regulation
161 the UK version of 180 Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Reg…
ECAI
As Published: 2006
ECAI
(1) [deleted] 156 137 101 (2) (in MIPRU ) an external credit assessment institution. 101…
TPF rules
As Published: 2007
TPF rules
35 the rules and guidance in COBS 20.2.1 G to COBS 20.2.39 R and COBS 20.2.51 R to COBS 20.2.57 G .
relevant existing claims management complaint
As Published: 2019
relevant existing claims management complaint
190 a complaint in respect of which the Financial Ombudsman Service has jurisdiction by operation of article 69(1) of the Financial Services and Markets Act 2000 (Claims Management Activity) Order 201…