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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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COBS 19.4 Open market options

BIPRU 7.10 Use of a Value at Risk Model

FEES 4.4 Information on which fees are calculated

COBS 14.2 Providing product information to clients

COBS 6.1A Adviser charging and remuneration

SYSC 1.4 Application of SYSC 11 to 28A

COLL 6.2 Dealing

COBS 16.4 Statements of client designated investments or client money

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

SYSC 4.1 General requirements

COLL 6.3 Valuation and pricing

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products