Related provisions for COLL 9.1.1
1 - 4 of 4 items.
(1) If the operator of a scheme makes an application under section 272 of the Act (Individually recognised overseas schemes), the application must include the information in paragraph (4). 11(2) The documents must be in English or accompanied by a translation in English. (3) The documents must be certified by the operator to be true copies of the originals. (4) The operator of the scheme must provide the following information and documents with the application: 1(a) the name of
An operator of a scheme applying for recognition under section 272 of the Act6 must ensure the prospectus:3(1) contains a statement that "Complaints about the operation of the scheme may be made to the FCA."; and(2) states whether or not investors in the scheme would be covered by the compensation scheme, and if so, it must state how they are covered and who they would need to contact for further information.
(1) An operator of 3a scheme recognised under section 272 of the Act63 must comply with the requirements set out in COLL 4.2 (Pre-sale notifications). 11(2) Where a scheme recognised under section 272 of the Act6 is managed and authorised in Guernsey, Jersey, or the Isle of Man, the prospectus need not comply with the requirements of COLL 4.2.5 R (Table: contents of prospectus), providing it contains corresponding matter required under the law in its home territory. 113
(1) 2The PRIIPs Regulation requires the manufacturer of a PRIIP to draw up a key information document in accordance with the PRIIPs Regulation before that PRIIP is made available to retail investors (as defined in the PRIIPs Regulation).(2) The requirements of the PRIIPs Regulation are directly applicable.(3) As a result, when a 3scheme recognised under section 272 of the Act6 is made available to retail clients in the United Kingdom the operator must draw up a key information
(1) This chapter applies in relation to 2 types of recognised scheme:1(a) a scheme which is individually recognised under section 272 of the Act; and1(b) an OFR recognised scheme, which is a scheme recognised under section 271A of the Act.1(2) If a scheme is eligible to apply for recognition as an OFR recognised scheme, it may not apply for recognition under section 272 of the Act, within (1)(a).1(3) This chapter enables current and potential operators of recognised schemes to