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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

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