Search Result

601 - 620 of 1378 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?