Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

…

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.5 In the course of business

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 2.7 Sources of cases

SUP 3.5 Auditors' independence

TC 1.1 Who, what and where?

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

COLL 12.3 EEA UCITS management companies

PERG 7.3 Does the activity require authorisation?

SUP 11.7 Acquisition or increase of control: assessment process and criteria

ICOBS 8.2 Motor vehicle liability insurers

FEES App 1.2 Periodic Fees

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

COBS 15.2 The right to cancel

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 4.4 Miscellaneous

DEPP 6.5A The five steps for penalties imposed on firms

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

LR 17.3 Requirements with continuing application

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds