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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements