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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors