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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

EG 11.5 Other relevant powers

PR 5.6 Miscellaneous

EG App 3.1 The FCA

REC 4.2F Information gathering power on FCA’s own initiative

MAR 7A.5 Requirements when acting as a general clearing member

CASS 7A.2 Primary pooling events

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 4.12 Appointed representatives

PERG 5.3 Contracts of insurance

CREDS 10.1 Application and purpose

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 3.8 Rights and duties of auditors

CASS 7.10 Application and purpose

EG 15.3 Disqualification under section 345

EG 11.3 The FCA’s choice of powers

EG 15.4 Disqualification under section 249 or section 261K