Search Result

401 - 420 of 1472 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission