Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

BIPRU 12.6 Simplified ILAS

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

MAR 10.1 Application

BIPRU 2.2 Internal capital adequacy standards

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 4.3A Management body and nomination committee

DTR 8.4 Continuing obligations

PERG 9.3 The definition

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]