Search Result

241 - 260 of 1010 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 [deleted]

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products