Related provisions for PERG 1.5.4
221 - 240 of 280 items.
Type of AIFM |
Rules |
Directions |
Guidance |
AIFMD level 2 regulation |
FUND 3.4 (Reporting obligation to the FCA) and SUP 16.18.5 R |
Article 110 (Reporting to competent authorities) (as replicated in SUP 16.18.4UK5) |
|||
Article 110 (Reporting to competent authorities) (as replicated in SUP 16.18.4UK5) |
||||
Article 110 (Reporting to competent authorities) (as replicated in SUP 16.18.4UK5) |
||||
Article 110 (Reporting to competent authorities) (as replicated in SUP 16.18.4UK5) |
||||
small non-UK AIFM5marketing in the UK |
Article 110 (Reporting to competent authorities) (as replicated in SUP 16.18.4UK5) |
The general purpose of this sourcebook is to set out the guidance, directions and rules made by the FCA under the RCB Regulations. Those regulations enable bonds to be issued which qualify under COLL 5.2.11R(5A) and 5.6.7R(3A) for a concession from the general spread of risk requirements in respect of transferable securities5. 22
(1) The diagram in COLL 4.3.3 G explains how an authorised fund manager should treat changes it is proposing to a scheme and provides an overview of the rules and guidance in this section.(2) Regulation 21 of the OEIC Regulations (The Authority's approval for certain changes in respect of a company), section 261Q of the Act (Alteration of contractual schemes and changes of operator or depositary)5 and section 251 of the Act (Alteration of schemes and changes of manager or trustee)