Search Result

541 - 560 of 1276 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport