Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 21.1 Form of waiver for energy market participants

MAR 5A.5 Systems and controls for algorithmic trading

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PERG 9.6 The investment condition (section 236(3) of the Act): general

BIPRU 2.3 Interest rate risk in the non-trading book

DISP 1.10B Payment services and electronic money complaints reporting

EG 9.9 The effect of the FCA’s decision to withdraw approval

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 16.22 Reporting under the Payment Accounts Regulations

COCON 2.1 Individual conduct rules

PRIN 3.4 General

COBS 13.6 Preparing product information: adviser and consultancy charges

CONC 6.7 Post contract: business practices

PERG 7.3 Does the activity require authorisation?

PERG 5.14 Exemptions

CASS 1A.2 CASS firm classification

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing