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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application