Search Result

441 - 460 of 1084 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral [deleted]

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral [deleted]

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COND 1.1A Application

As Published: 2013

COND 1.1A Application

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application