Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

…

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 4.7 Key investor information and marketing communications

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10C.8 The other local responsibility function (SMF22)

COLL 6.3 Valuation and pricing

COLL 2.1 Authorised fund applications

REC 5.2 Application process

REC 2.3 Financial resources

COLL 8.4 Investment and borrowing powers

COND 2.3 Effective supervision

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 16.5 How AIFMD affects other regulated activities

EG 15.1 Introduction

REC 2.7 Access to facilities

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 12.1 Application and purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SYSC 18.3 Internal arrangements