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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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EG 2.12 Co-operation

REC 3.22 Restriction of, or instruction to close out, open positions

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

SUP 8.7 Varying waivers

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

RCB 3.4 Covered Bond issuance notifications

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5.6 Reporting requirements

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

COLL 1.2 Types of authorised fund

SUP 10C.4 Specification of functions

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 11.8 Changes in the circumstances of existing controllers

PERG 9.11 Frequently Asked Questions

SUP 11.1 Application