Search Result

1081 - 1100 of 1522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives