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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

MCOB 6.6 Mortgages: offer documents in place of illustrations

As Published: 2006

MCOB 6.6 Mortgages: offer documents in place of illustrations

EG App 3.4 CPS

As Published: 2016

EG App 3.4 CPS

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria