Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

…

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 1.2 Market Abuse: general

EG 2.7 Sources of cases

PERG 4.9 Agreeing to carry on a regulated activity

BIPRU 9.7 Recognition of credit assessments of ECAIs

MCOB 5A.1 Application and purpose

MCOB 7A.3 Early repayment disclosure

PERG 4.14 Mortgage activities carried on by professional firms

MCOB 2A.4 Early repayment

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COBS 10.2 Assessing appropriateness: the obligations

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices