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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PERG 9.10 Significance of being an open-ended investment company

SUP 6.5 Ending authorisation

MAR 10.4 Position reporting

SUP 6.4 Applications for cancellation of permission

PERG 13.7 The territorial application of MiFID [deleted]

SYSC 4.2 Persons who effectively direct the business

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.1 Application

SYSC 4.5

COND 2.2 Location of offices

SUP 12.7 Notification and reporting requirements

COBS 20.2 Treating with-profits policyholders fairly

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy