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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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