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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

COBS 4.11 Record keeping: financial promotion

PERG 8.33 Introducing

COLL 9.1 Application and general information

DTR 5.6 Disclosures by issuers

SUP 3.7 Notification of matters raised by auditor

EG 8.3 Use of the own-initiative powers

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

DISP App 3.3 The approach to considering evidence at step 1

CASS 11.1 Application

MCOB 3A.4 Qualifying credit financial promotions

SYSC 4.4 Apportionment of responsibilities

FEES 6.4 Management expenses

APER 1.2 Purpose

SUP 8.9 Decision making