Search Result

621 - 640 of 679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.2

As Published: 2015

SYSC 5.2

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SYSC 4.8

As Published: 2015

SYSC 4.8

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification